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Privacy Statement

The Scottrade Privacy Statement describes how we collect and protect your personal information in the course of providing you with financial services.

Our Privacy Policy

We are very committed to protecting the privacy of your personal information. Scottrade wants you to know that:

We do not sell, rent or license your personal information to anyone.

We maintain physical, electronic and procedural safeguards that restrict unauthorized access to your personal information.

We train our employees about privacy and limit access to this information.

Personal Information We May Collect

We collect personal information about you, which may include your name, physical address, e-mail address, telephone number, Social Security Number and other information as required. We obtain this information from the following sources:

Information you provide online, on written applications or forms, and other information you may provide;

Information entered online that may be stored even if you do not complete or submit an application;

Information from third parties in order to verify your identity or to prevent fraud;

Information from third parties that you authorize to provide information to us; and

Information about your transactions, account experience, account balance, trading activity and payment history.

Personal Information We Use or Disclose

Scottrade does not sell, rent or license your personal information to anyone. This applies to both current and former customers.

We use your personal information to provide services you may have requested, to respond to communications from you, and to help you open new or additional accounts.

We disclose your personal information, as permitted by law, to non-affiliated third parties that help us provide financial services to you. This includes third parties who provide statements of your accounts, transaction confirmations and check printing; or provide custody, depository or recordkeeping services. All non-affiliated third parties that accept or receive personal information from us are obligated contractually or by law or regulation to keep this information confidential and to use the information only to provide the services we ask them to perform.

We disclose personal information to government and regulatory agencies and to comply with a lawful summons, court order, subpoena, fraud investigation, audit or regulatory examination.

Security of Your Personal Information

We maintain physical, electronic and procedural safeguards that restrict access to your personal information. We comply with applicable laws and regulations. Our online environment uses industry leading security technologies including layered security and access controls over personal information.

These safeguards are reviewed and may be adjusted in response to advances in technology and the latest security threats.

How We Use Cookies

Scottrade uses first- and third-party cookies. Cookies are small text files sent by a Web site server to your Web browser and stored on your computer. The use of cookies helps us understand how you are using our Web site. They allow us to improve the security, content, navigation and functionality of the Web site, as well as track the performance of advertisements we place on the Web.

Cookies are used for internal purposes only and are not used to collect or disseminate personal information. Cookies are never used to track your use of other Web sites. You can manage the placement of cookies on your computer through the features found in most Internet browsers. You can also delete cookies that have already been placed on your computer. Consult the "Help" function of your browser to explore your options.

Internet Protocol (IP) Address

As you enter our Web site, we capture and retain the IP address of the device you are using, such as a personal computer or a handheld device. The IP address does not identify you or your personal information and is used for security purposes only.

Links to Other Web Sites

We provide links to other third-party Web sites to provide information that may be of interest to you. When you select a link to a third-party site, you are subject to the privacy and security policies of the third party.

How to Protect Yourself

We encourage you to protect your personal computers by using the Security Checklist under the Security Section and ensure your account information is stored securely, transactions are accurately reflected and contact information is up-to-date.

Steps to Take if You Become an Identity Theft Victim

If you feel you have become the victim of online identity theft, you should take the following steps:

  • If you feel your Scottrade account has been compromised in any way, immediately contact us toll-free at (800) 619-SAVE (7283).
  • Contact the fraud department at each major credit bureau and tell them you are an identity theft victim:
  • Equifax - call (800) 525-6285 or visit www.equifax.com/home
  • Experian - call (888) 397-3742 or visit www.experian.com
  • TransUnion - call (800) 680-7289 or visit www.transunion.com
  • Contact the creditors/companies for any accounts that have been tampered with or opened fraudulently. Speak with someone in the security or fraud area of each creditor/company; follow up with a letter.
  • File a report with your local police or the police in the community where the online fraud took place. Get a copy of the police report in case you need proof of the crime.
  • Keep records of everything involved in your efforts to clear up the fraud, including copies of written correspondence and records of telephone calls.
  • File a complaint with the Federal Trade Commission (FTC).

Revisions

Scottrade reserves the right to make changes to the Privacy Statement at any time. Any changes or updates become effective immediately upon posting to this site. Please check the "Last Revision" date below to determine if there have been any changes since you have last reviewed our Privacy Statement.

Scottrade provides an annual privacy notice to current customers. You may always review our Privacy Statement here, or contact us for a copy at (800) 619-SAVE (7283).

Last Revision 09/04/2008

Scottrade® Advisor Services is a division of Scottrade, Inc. All products and services offered by Scottrade, Inc. – Member FINRA /SIPC.

Any specific securities, or types of securities, used as examples are for demonstration purposes only. No information on this web site should be considered a recommendation or solicitation to invest in, or liquidate, a particular security or type of security.

Investors should consider the investment objectives, risks, charges, and expenses of mutual fund carefully before investing. A prospectus contains this and other information about the fund and is available through www.scottrade.com or through a Scottrade branch office. The prospectus should be read carefully before investing. No transaction fee (NTF) funds and Load Waived funds are subject to the terms and conditions of the program. Scottrade is compensated by the funds participating in these programs through recordkeeping, shareholder, or SEC 12b-1 fees.

Investors should consider the investment objectives, charges, expense, and unique risk profile of an Exchange Traded Fund (ETF) carefully before investing. Leveraged and Inverse ETFs may not be suitable for all investors and may increase exposure to volatility through the use of leverage, short sales of securities, derivatives and other complex investment strategies. These funds' performance will likely be significantly different than their benchmark over periods of more than one day, and their performance over time may in fact trend opposite of their benchmark. Investors should monitor these holdings, consistent with their strategies, as frequently as daily. A prospectus contains this and other information about the ETF and should be obtained from the issuer. The prospectus should be read carefully before investing.

MoneyGuidePro™ was ranked #1 financial planning software in the Financial Planning Magazine 2011 Technology Survey.

Scottrade and MoneyGuidePro are not affiliated. Scottrade is not responsible for statements, offers, or products issued by MoneyGuidePro. Please research any product or service carefully before making a purchase.

1Voted #1 CRM and #1 Technology Product in the 2012 InvestmentNews 2012 Adviser Technology Study

2Redtail CRM was voted #1 CRM and #1 Technology Product in the 2012 InvestmentNews 2012 Adviser Technology Study and MoneyGuidePro™ was voted #1 financial planning software in the Financial Planning Technology Survey 2011

Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. The Margin Disclosure Statement and Agreement (PDF) is available for download, or it is available at one of our branch offices. It contains information on our lending policies, interest charges, and the risks associated with margin accounts.

Options involve risk and are not suitable for all investors. Detailed information on our policies and the risks associated with options can be found in the Scottrade Options Application and Agreement, Brokerage Account Agreement, and by downloading the Characteristics and Risks of Standardized Options and Supplements (PDF) from The Options Clearing Corporation, or by requesting a copy from your local branch offices. Market volatility, volume, and system availability may impact account access and trade execution. Supporting documentation for any claims will be supplied upon request.

Online market and limit stock trades are just $7 for stocks priced $1 and above.

Select investments are commission free to those using Scottrade’s online platforms. Other fees and charges may apply.

Market volatility, volume, and system availability may impact account access and trade execution.

Scottrade® Advisor Services will reimburse transfer fees up to $100 charged by another broker when your clients transfer an account or household of accounts with a total value of $50,000 or more to Scottrade. Household is defined by mailing address. The transfer reimbursement does not currently have a termination date. However, Scottrade Advisor Services reserves the right to terminate this offer at any time without prior notice or extend the offer at its sole discretion. Void where prohibited.

Testimonials may not be representative of the experience of other clients and are no guarantee of future performance or success.

Scottrade, the Scottrade logo and Scottrade® Advisor Services are the registered trademarks of Scottrade, Inc. and its affiliates.

© 2013 Scottrade, Inc. All rights reserved.