SEC Rule 606 Disclosure of Order Routing Information
The U.S. Securities and Exchange Commission's (SEC) client disclosure rule, SEC Rule 606, requires a broker-dealer that routes orders on behalf of customers to prepare quarterly reports that disclose the identity of the venues to which it routed orders for execution. Broker-dealers are required to disclose, on customer request, where they routed a customer's individual orders for execution.
To review Scottrade’s Order Routing Information, compiled by quarter, please click on the button below.