Extended Brokerage Comparison

Charles Schwab TD Ameritrade E*Trade Fidelity
Branch Offices Nationwide 331 303 103 27 118
NYSE, AMEX, NASDAQ & OTC
Market & Limit Orders
$7*
unlimited shares
$12.95
+ $0.015/share over 1,000 shares**
$9.99
unlimited shares
$12.99 † $19.95 ‡
Options
Equity or Index
Market Orders
$7 + $1.25
per contract
$9.95 + $0.75
per contract
$9.99 + $0.75
per contract
$12.99 + $0.75
per contract
$19.95 + $0.75
per contract
Broker-Assisted Orders $27
unlimited shares
$37.95
+ $0.015/share
over 1,000 shares
**
$44.99 $45.00
+ online commission
$55.00
+ $0.14 per share
over 100 shares
Real-Time Dow Jones
News for Investors
Complimentary Complimentary
for active traders
$29.99/Month $29.95/Month Not Available
Quarterly/Annual Account Maintenance Fee $0/$0 $0/$0 $0/$0 $40/$160 ¶ $0/$0
Minimum Account Balance $500 $1,000 ♦ $0 $1,000 $2,500
Margin Interest Rate On $7,500 Debit Balance 9.75% 10.00% 10.25% 9.24% 10.075%
Buy 10,000 Shares at $20 Limit $7 $147.95** $9.99 $9.99 $145.95
Broker-Assisted Order for 5,000 Shares at $60 Limit $27 $97.95** $44.99 $54.99 Unlisted
$99.99 Listed
$247.50
No-Transaction Fee Mutual Funds 1,150+*** 2,000+ 1,300+ 1,000+ 1,400+
Buy 5,000 of Vanguard Fund $17 $49.95 $49.99 $19.99 $75.00
Account Closing & Transfer Out Fee $0 $50 $75 $60 $0
($50 for IRA)
 

Prices for competitors were obtained on November 13th, 2007 and are believed to be accurate, but not guaranteed. Some of the firms listed above may reduce or waive commissions or fees, depending on account activity or total account value.

* For stocks priced under $1, add 1/2% of the principal value to the commissions shown. Most foreign and pink sheet stocks must be traded with broker assistance for a $27 commission. Commissions are charged on a per order basis. Limit orders executed over multiple days and orders modified after a partial execution on the same day will be treated as separate orders for commission calculation purposes. The quarterly account maintenance fees imposed by other brokers may be waived if your account meets minimum balance and/or trading requirements.

** $9.95 flat pricing may apply depending on household balances or trade volume.

*** No transaction fee (NTF) funds are subject to the terms and conditions of the NTF funds program. Scottrade is compensated by the funds participating in the NTF program through recordkeeping, shareholder, or SEC 12b-1 fees.

♦ $1000 minimum can be waived when customers agree to transfer $100 monthly to their Charles Schwab brokerage account using Schwab MoneyLink

† For orders involving securities listed on a national securities exchange (listed securities) a fee of $0.015 per share will apply to that portion of the order exceeding 2,000 shares.

‡ +$0.015 per share over 1,000 shares.

¶ Exceptions may be made based on balances, account type or trade volume.

Brokerage Products and Services offered by Scottrade, Inc. – Member FINRA and SIPC.

No information on this web site should be considered a recommendation or solicitation to invest in a particular security or type of security.

Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund carefully before investing. A mutual fund's prospectus contains this and other information about the mutual fund. Prospectuses are available through our trading site or through a Scottrade branch office. The prospectus should be read carefully before investing.

Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. Scottrade's margin agreement is available on our web site and at our branch offices; and contains the Margin Disclosure Statement and information on our lending policies, interest charges, and the risks associated with margin accounts. Options are not appropriate for all investors. Detailed information on our policies and the risks associated with options can be found in Scottrade's Options Application and Agreement, Brokerage Account Agreement, and Characteristics and Risks of Standardized Options (available from your local branch office or here). All option accounts require prior approval by Scottrade.

Market volatility, volume, and system availability may impact account access and trade execution.