Brokerage Fees

Commissions, Rates, Fees, and Free Services

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Fixed Income Fees and Minimum Investment Amounts

Product Fee Minimum Investment Increments
Certificates of Deposit Scottrade Acts as Principal* $10,000 $1,000
OTC Secondary Corporates Scottrade Acts as Principal* $10,000 $1,000
OTC Secondary Municipals Scottrade Acts as Principal* $10,000 $5,000
U.S. Treasury Bills, Notes, Bonds and Strips Scottrade Acts as Principal* $10,000 $1,000
New Corporate Offerings Scottrade Acts as Principal* $5,000 $1,000
Listed Corporate Bonds $35 fee + $3 per Bond $1,000 $1,000
Unit Investment Trusts $50 Liquidation Fee (Liquidations only) No New Purchases None

* When Scottrade acts as a principal, the bonds will be subject to a markup or markdown.

Foreign Stocks

Service Price per Transaction
Transferring In or Out $60
Depositing $100
Issuing a Physical Certificate $250

Miscellaneous Fees

Service Fee
Mailed confirmation to an Internet account $1
Mailed statement to an Internet account $2
Duplicate historical confirmation $2
Duplicate historical statement $3
Overnight delivery $20
Returned checks $20
Notices, such as Sell out or Buy in $20
Wire funds out domestic/international $20/$40
Voluntary reorganizations $25
Legal items $25
Certificate delivered out/reregistered $50
Cashless Stock Options Processing Fee $50
(Plus applicable Commission and Margin interest)
Merger/Redemption deposit of old stock certificate $53
Regulatory Transaction Fee $.00153 per $100 of sales proceeds

All commissions, fees and rates are subject to change without notice.
Fees assessed by third parties for processing transactions may be passed through to your account.

Brokerage Products and Services offered by Scottrade, Inc. – Member FINRA and SIPC.

No information on this web site should be considered a recommendation or solicitation to invest in a particular security or type of security.

Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund carefully before investing. A mutual fund's prospectus contains this and other information about the mutual fund. Prospectuses are available through our trading site or through a Scottrade branch office. The prospectus should be read carefully before investing.

Margin trading involves interest charges and risks, including the potential to lose more than deposited or the need to deposit additional collateral in a falling market. Scottrade's margin agreement is available on our web site and at our branch offices; and contains the Margin Disclosure Statement and information on our lending policies, interest charges, and the risks associated with margin accounts. Options are not appropriate for all investors. Detailed information on our policies and the risks associated with options can be found in Scottrade's Options Application and Agreement, Brokerage Account Agreement, and Characteristics and Risks of Standardized Options (available from your local branch office or here). All option accounts require prior approval by Scottrade.

Market volatility, volume, and system availability may impact account access and trade execution.